FINRA 已对 Apex Clearing Corporation 处以 3.2 万美元罚款，原因是其违反了其全额支付证券借贷计划的相关规定。这是 FINRA 规则 4330 下的第一项执法行动，该规则规定了客户证券的允许使用。 Apex 为 ...
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